Updated data for US Treasury yield curve. Phase five is to connect users to the marketplace and social networks. Focus Universal (FCUV) developed a smart instrumentation solution named the "Uviquitor" that the company claims can be used as a universal controller and or measuring instrument through a cell phone that will replace numerous wired and non-wired instruments and controllers at a fraction of the price. Sources: Most data is sourced from the S-1 filings that companies submit to the U.S. Securities and Exchange Commission (SEC). The value of T-bills fluctuate and investors may receive more or less than their original investments if sold prior to maturity. TECO Treaty Energy Corporation: If you read the SEC rules for uplisting to the Nasdaq then you will see that is not possible righ - #751171. This is another stock that I am avoiding until there is evidence of technological disruption. I found one stock while researching for this article that I got excited about and bought. The planned reverse split for CANB, for example, will give the declining price trend more room to run. It consists of predicting the next trend, creating cheap clothes quickly and selling them. The Company's common stock will continue to trade on the OTC Markets quotation system on the OTCBB until trading commences on The Nasdaq Capital Market. Revenues for 2020 are estimated by management to be $33.5M, although the CEO said that the company could have done ~$44M but for the effect of COVID (CEOs shareholder letter). Duos Tech (DUOT) has a suite of products that use video analytics, machine vision algorithms, neural networking, machine learning, and artificial intelligence that can be applied to various industries. This compensation may impact how and where listings appear. I started studying price movement of uplisting stocks in early 2016 and shared my findings in this article and followed up with a deeper look in subsequent articles (1,2,3). Apex Clearing Corporation, our clearing firm, has additional insurance coverage in excess of the regular SIPC limits. After booking $1.2M from this industry last quarter, they have already booked $1.5M for 1Q21. After a year, the brains behind the drones depart for greener pastures. Check the background of this firm on FINRAs BrokerCheck. For instance, many exchanges require companies to have a minimum number of publicly-held shares held at a specific value. There are a variety of reasons why a company may want to transfer to a bigger, official exchange. You don't need to be right most of the time to make a significant profit because the gains on one investment can be spectacular enough to offset wrong decisions on the overall portfolio. I wrote this article myself, and it expresses my own opinions. I tend to think the current market is very forgiving and will give ALPP a lot of space, so if I had to guess, my bet would be on the positive side of this binary choice. Investopedia requires writers to use primary sources to support their work. The company just filed its application to uplist to Nasdaq as I am finishing this article. Newgioco Group (NWGI) is an international sports gambling and casino company based in Canada. QCA will also be tapped to make the circuits for the drones, so there is a vertical integration synergy as well. As of November 15, 2021, TOPS stock is worth $1.22 per share, having completed 10 reverse splits since 2008. We are the largest gaming media platform in North America and believe a NASDAQ listing will allow us to enlarge our shareholder base and accelerate our growth strategy, including our M&A roadmap, Montgomery said. Focus has filed an S1-A citing an intent to uplist on at least three occasions. ", Daniel Alkon, M.D., President and Chief Scientific Officer, added, "Trading on the Nasdaq will allow us to enhance our visibility and outreach to investors who share our objectives of regenerating the brain's wiring and successfully treating the diseases that underlie Alzheimer's disease, Multiple Sclerosis, Fragile X, and other forms of brain degeneration.". Such forward-looking statements are subject to risks and uncertainties and other influences, many of which the Company has no control over. If you have not already done so, you must create a new User Account to complete forms on the Listing Center. For example, a stock may upgrade from the over-the-counter (OTC) markets or a small international exchange to the Nasdaq or New York Stock Exchange. It educates investors while simultaneously working with penny stock and OTC companies, providing transparency and clarification of under-valued, under-sold Micro-Cap stocks of the market. FAIRFAX, Va., Nov. 19, 2021 (GLOBE NEWSWIRE) -- Information Analysis Incorporated ("IAI" or "the Company") (OTCQB:IAIC) announced today that the Company's common stock has been approved for listing on The Nasdaq Capital Market. Actual results and the timing of certain events and circumstances may differ materially from those described by the forward-looking statements as a result of these risks and uncertainties. CURE Pharmaceutical (OTCQB:CURR) is a drug formulation and delivery technology company researching and manufacturing novel dosage forms. Involuntary delistings are generally due to a company's failing financial condition. For further information, visit www.sono-tek.com. All rights reserved. Reliance Global Group, Inc. Seeking Alpha is not a licensed securities dealer, broker or US investment adviser or investment bank. There would be a way to express this kind of bet if ALPP had options, but it doesnt. This is exactly like when a sports team jumps to the top league after being really good at their current league. Learn how were making Public available in even more places. You can learn more about the standards we follow in producing accurate, unbiased content in our. Within a few minutes of your submission, you will receive a system-generated acknowledgment email that confirms receipt and includes a PDF attachment of the application or notification form submitted. Delisting: What It Means and How It Works for Stock Shares, Over-the-Counter (OTC): Trading and Security Types Defined, Stock Symbol (Ticker Symbol): Abbreviation for a Company's Stock, Listing Requirements: Definition and Criteria for Stock Exchanges. Pink Sheets is another listing service for OTC penny stocks that normally trade below $5 per share. Although the NYSE may seem like the pinnacle for a publicly-traded company, it may make sense for a company to switch exchanges. Most of us are aware of the fast fashion trend. I wrote this article myself, and it expresses my own opinions. Before taking action based on any such information, we encourage you to consult with the appropriate professionals. Is this happening to you frequently? If you have an ad-blocker enabled you may be blocked from proceeding. One of Alpines businesses is Quality Circuit Assembly, a company which contracts to make custom circuits. The company filed an information statement with the SEC and plans a 300-1 reverse split to meet Nasdaq stock price requirements. Type a symbol or company name. In researching for this article, I found a new stock that I'm excited about and equally excited to see a stock that I've been following file for an uplisting as I completed this report. Customer Relationship Summary, Open to the Public Investings Fee Schedule. The Company's common . This release may contain forward-looking statements regarding the Company's business, customer prospects, or other factors that may affect future earnings or financial results. These and other factors are identified and described in more detail in the Company's filings with the Securities and Exchange Commission. Related: What are micro-cap and OTC stocks? None of these entities provide legal, tax, or accounting advice. Environmental, Social and Governance (ESG), HVAC (Heating, Ventilation and Air-Conditioning), Machine Tools, Metalworking and Metallurgy, Aboriginal, First Nations & Native American, Synaptogenix Provides Corporate Update and Outlines Potential Business Opportunities, Synaptogenix Announces Topline Results from NIH-Sponsored Phase 2 Clinical Trial of Bryostatin-1 for Advanced Alzheimer's Disease. In previous articles, I provided evidence that there was a good possibility of gaining a return exceeding 100% within six months in stocks that are in the uplisting process. They also require companies to file financial disclosures and other paperwork before they can begin listing. This helps the exchange ensure the companys stock meets requirements from the exchange and the Securities & Exchange Commission (SEC). Uplistings, explained (+ examples of uplisted stocks) - Public Companies that have undertaken listings have seen increased valuations, Hershey said. Traders can place buy and sell orders through theOver-the-Counter Bulletin Board (OTCBB), an electronic service offered by the Financial Industry Regulatory Authority(FINRA). The stunning rise in price is owed to recent excitement on social media around the company (it has a whole subreddit), which in turn is driven by a number of intersecting fundamental developments. The synergies between the two companies are obvious. There can be no assurance that the clinical program for Bryostatin-1 will be successful in demonstrating safety and/or efficacy, that we will not encounter problems or delays in clinical development, or that Bryostatin-1 will ever receive regulatory approval or be successfully commercialized. The uplisting to NASDAQ is a . A stock that moves to the NYSE often must change its symbol, due to NYSE regulations that limit stock symbols to three letters. Over-the-counter markets can be used to trade stocks, bonds, currencies, and commodities. Stocks on standard exchanges are known for being less volatile as well as having higher trading activity and liquidity. Other stocks that have uplisted from the OTC to Nasdaq or NYSE Hertz isn't the only company to uplist this year. Overview of NYSE Quantitative Initial Listing Standards. I'll save that one for last in my list of uplisting stocks found from digging through S-1 SEC filings. Before you start, gather some basic company information. 86% of retail CFD accounts lose money, RBC Capital Remains a Buy on Enthusiast Gaming Holdings (EGLX), Analysts Offer Insights on Technology Companies: Bombardier (OtherBDRBF) and Enthusiast Gaming Holdings (EGLX), Canaccord Genuity Maintains Buy Rating for Enthusiast Gaming: Here's What You Need To Know, H.C. Wainwright Remains a Buy on Enthusiast Gaming Holdings (EGLX), Enthusiast Gaming Holdings reports Q4 results, Enthusiast Gaming earnings: here's what Wall Street expects, Haywood Remains a Buy on Enthusiast Gaming Holdings (EGLX), Registration on or use of this site constitutes acceptance of our. Subsidiary QLC becomes a go-to supplier of circuits for the booming EV industry. For retail investors, trading an uplisted stock comes with unique risks and opportunities. One could expect this will boost their visibility and investability for institutions. The investor presentation indicated that the company has filed for an uplisting and the CEO recently said, "We continue to work towards uplisting to the NASDAQ stock exchange, which, we believe, will be of benefit to our shareholders. Management explained that they filed an application to uplist to NASDAQ in June during the second quarter conference call. U.S. Treasuries ("T-Bill") investing services on the Public Platform are offered by Jiko Securities, Inc. (JSI), a registered broker-dealer and member of FINRA & SIPC. H2YUjH q2#,H(C-@ j All investments involve the risk of loss and the past performance of a security or a financial product does not guarantee future results or returns. The Common Stock has been approved for listing on the Nasdaq Capital Market and is expected to begin trading thereon under the symbol "AUGX" on Tuesday, October 26, 2021. There are no IPO announcements on this date. The company's main product is an automated railcar inspection portal ("RIP") . If we take this optimistic $44M number as revenue ALPP trades at ~11x revenue. These forward-looking statements include statements regarding the listing of our shares of common stock on the Nasdaq Capital Market, Phase 2 clinical trial of Bryostatin-1 and further studies, and continued development of use of Bryostatin-1 for AD and other cognitive diseases. Companies like to be on standard exchanges to get respect from retail investors so they can view it as a major public company. Trading of the Company's ordinary shares on Nasdaq is expected to begin on December 22, 2021. You can read all about it here. For a complete explanation of conditions, restrictions and limitations associated with fractional shares, see our Fractional Share Disclosure to learn more. They are also low-priced and are thinly traded. The company owns the Vancouver Titans esports team in the Overwatch League and the Seattle Surge which competes in Call of Duty League. When you enable T-Bill investing on the Public platform, you open a separate brokerage account with JSI (the "Treasury Account"). The balance sheet shows negative equity and ~$25M of debt (source). Enthusiast Gaming To Uplist To Nasdaq: What Investors Should Know Investopedia does not include all offers available in the marketplace. Financial Industry Regulatory Authority. A stock that moves from the OTC to Nasdaq often keeps its symbolboth allowing up to five letters. Any statements contained in this press release that do not describe historical facts may constitute forward-looking statements. OTC securities trading takes place in a few different ways. Access your saved applications and notification forms. After a fraud scandal from former CEO Mark Frissora, it proved too much for Hertz to bear. This process can be both voluntary or involuntary. Hertz Global Holdings recently uplisted from the OTC to the Nasdaq under the ticker HTZ.. As a general rule, the price of a T-bills moves inversely to changes in interest rates. In some cases, firms have to involuntarily move to a different exchange when they no longer meet the financial or regulatory requirements of their current exchange. Please disable your ad-blocker and refresh. While we are very much a global company, the U.S. remains our most prominent source of audience and revenue. Global Markets. starting mid-2021. About The "Stock Day" Podcast. Exchanges must approve a company's application to list, which should be accompanied by financial statements. The companys goal is to build a world of communities where video gamers connect and engage. Originally there was discussion about company management selling out of their positions, and this element was disputed.). Besides my articles on SA, readers can find my work at MicroCapClub.com and StockPick.app. The company and its stock must meet listing requirements for its price per share, total value, corporate profits, daily or monthly trading volume, revenues, and SEC reporting requirements. Companies listing on our Nordic market can currently complete the following forms electronically: Users can also make symbol reservation requests, submit logo forms and update their prospectus online. The technology on these drones is impressive, but so is the personnel that comes with it. Luminosity Gaming was previously ranked second in February. The Company's shares will continue to. Hershey called Enthusiast an interest play with popular esports team Luminosity Gaming and millions ofusers. . It is not clear whether the company would be profitable under any of these scenarios. I tend to be on the long side and generally abstain from writing negative or short themes. Alternatively, if an exchange delisted a company for failing to comply with listing requirements, the company may try to uplist its stock once it can meet the standards again. No settlement delays. Tags Top Stories Small Cap Bitcoin mining stocks. Companies that want to list on the Nasdaq, on the other hand, are required to have 1.25 million public shares held by at least 550 shareholders with a collective market value of $45 million. I'll save that one for last in my list of uplisting stocks found from digging through S-1 SEC filings. FAIRFAX, Va., Nov. 19, 2021 (GLOBE NEWSWIRE) -- Information Analysis Incorporated (IAI or the Company) (OTCQB:IAIC) announced today that the Company's common stock has been approved for listing on The Nasdaq Capital Market. In this article and perhaps in future articles I want to take a look at stocks that have indicated plans to uplist and find new potential explosive gain candidates. Analysts Disclosure: I am/we are long MCLDF, DUOT. The Companys solutions are environmentally-friendly, efficient and highly reliable, and enable dramatic reductions in overspray, savings in raw material, water and energy usage and provide improved process repeatability, transfer efficiency, high uniformity and reduced emissions. These factors include, among other considerations, general economic and business conditions; political, regulatory, tax, competitive and technological developments affecting our operations or the demand for our products; the duration and scope of the COVID-19 pandemic; the extent and duration of the pandemics adverse effect on economic and social activity, consumer confidence, discretionary spending and preferences, labor and healthcare costs, and unemployment rates, any of which may reduce demand for some of our products and impair the ability of those with whom we do business to satisfy their obligations to us; our ability to sell and provide our services and products, including as a result of continued pandemic related travel restrictions, mandatory business closures, and stay-at home or similar orders; any temporary reduction in our workforce, closures of our offices and facilities and our ability to adequately staff and maintain our operations resulting from the pandemic; the ability of our customers and suppliers to continue their operations as result of the pandemic, which could result in terminations of contracts, losses of revenue, and further adverse effects to our supply chain; maintenance of increased order backlog, including effects of any COVID-19 related cancellations; the imposition of tariffs; timely development and market acceptance of new products and continued customer validation of our coating technologies; adequacy of financing; capacity additions, the ability to enforce patents; maintenance of operating leverage; consummation of order proposals; completion of large orders on schedule and on budget; successful transition from primarily selling ultrasonic nozzles and components to a more complex business providing complete machine solutions and higher value subsystems; the realization of any benefits that may be derived from listing the Companys common stock on Nasdaq; and realization of quarterly and annual revenues as forecasted. Social media stays positive. My feeling is that this company is a binary proposition: it will either do a lot better, or a lot worse, over the coming year. I write mostly about small-cap stocks and welcome discussion. Augmedix, Inc. Announces Uplisting to Nasdaq and Pricing of Information Analysis Incorporated ALPP is in the process of uplisting to the NASDAQ from the OTC markets. Most people think they are up to date on OTC stocks but the landscape has changed dramatically. That implies a 75% downside. ", Alan Tuchman M.D., Chief Executive Officer, stated, "I am pleased to announce that Synaptogenix has been approved to begin trading on the Nasdaq. Naturally, a U.S. registration is a significant milestone for the company, CEO Adrian Montgomery said. Information Analysis Approved for Uplisting of Common Stock to NASDAQ Discover how we're making the markets work for all investors. I think either of those scenarios is possible. Companies can jump from the OTC market to a standard exchange as long as they meet listing and regulatory requirements, which vary by exchange. Founded in 2013, Stock Day is the fastest growing media outlet for Nano-Cap and Micro-Cap companies. Alpine 4 Technologies Will Go Big Or Go Home - SeekingAlpha In January 2021, ALPP bought Vayo, another high-performance drone maker. FAIRFAX, Va., Nov. 19, 2021 (GLOBE NEWSWIRE) -- Information Analysis Incorporated ("IAI" or "the Company") (OTCQB:IAIC) announced today that the Company's common stock has been approved for. August 26, 2021 08:00 ET Being able to list and trade on an exchange gives companies exposure and visibility in the market. Artificial Intelligence Technology Solutions Discusses Evolving AI November 19, 2021 09:25 ET Put together, that means revenue is guided to $67M on the low side and maybe $110M on the high side. There is a lot going on with this company that will come out over the next few months. Uplisting onto the Nasdaq Capital Market is a significant milestone in Sono-Teks evolution and were excited to have achieved this important goal, said Dr. Christopher L. Coccio, Chairman and CEO. She likes to give meaning to numbers by humanizing them. They may get an extra boost from a recent DOJ ruling which prevents the worlds leading drone maker, Chinese manufacturer DJI, from using American-made parts. potential Nasdaq uplisting and the company's plan to launch a new subsidiary, the future looks sunny for the company. I have been avoiding taking an interest in any cannabis-related stock due to the hype. There are also many companies that announce uplisting that never do and some for which uplisting is a non-event. Some stocks may be coming to a standard exchange for the first time after calling the OTC home. From Benzinga. There are many upside drivers in place, and too many connections to sexy parts of the market. In order to help you gather all the information you will need to complete your form, you may access many of our forms in preview mode. The offers that appear in this table are from partnerships from which Investopedia receives compensation. from 8 AM - 9 PM ET. Instead of trading on a centralized network, these stocks trade through a broker-dealer network. Investments in T-bills involve a variety of risks, including credit risk, interest rate risk, and liquidity risk. Alternative assets, as the term is used at Public, are equity securities that have been issued pursuant to Regulation A of the Securities Act of 1933 (as amended) (Regulation A). Stock "uplisting" - what you should know. The rare inside view you It has a lot to prove with investors and upcoming earnings reports will be crucial. It has a lot to prove with investors and upcoming earnings reports will be crucial. Put your cash to work with a high-yield Treasuries account. Too much in the pipeline not to see this through so tda not being updated is just a inconvenience for now. For more information on risks and conflicts of interest, see these disclosures. Through Mr. Waggoner's leadership, PharmaCyte saw value creation with its uplisting to Nasdaq having previously traded on the OTCQB. I have no business relationship with any company whose stock is mentioned in this article. The ruling does not impact DJI immediately but may crimp their manufacturing starting mid-2021. ALPP can continue raising equity capital at high valuations. Can I Buy SHEIN Stock? | Bullish Bears Alpine 4 Technologies is a social media darling, and has seen an enormous increase in the stock price over the last two months. OTC Market Groups Inc.'s products and services are not affiliated with or approved by the U.S. Securities and Exchange Commission. Canbiola (OTCQB:CANB) is a cannabis based drug ("CBD") company. I rate NWGI as a pass for now, due to the lack of revenue growth, the lack of profitability and the large debt position, but will put this stock on my watchlist to monitor its U.S. expansion. Please. The Company does not undertake to update these forward-looking statements. Latest news about uplisting - Stock Market - CloudQuote Plus500. Cryptocurrencies are not securities and are not FDIC or SIPC insured. My research on uplisting has led me to change how I invest. If you read the SEC rules for uplisting - TECO Treaty Energy They are inherently uncertain, and investors must recognize that events could turn out to be significantly different from our expectations. Also, they are approaching $500M market cap which is an important threshold for many institutions to invest. Phase three is to sell content, which is in process with 115,000 paying subscribers and licensing deals with Snap Inc (NYSE:SNAP) and Samsung Electronics (KRX: 005930). ALPP begins flowing cash, and eventually grows into its elevated valuation as say a $1B company. A stock uplisting is when a stock goes from being listed on the OTC markets to a major exchange (like the Nasdaq or New York Stock Exchange). Second, it must be approved for listing by an organized exchange by filling out an application and providing various financial statements verifying that it meets its standards. The business model includes high margin recurring revenue for each asset that the company has under contract. T-bills are purchased at a discount to the par value and the T-bills yield represents the difference in price between the par value and the discount price. Aggregate funds in your Treasury Account in excess of the T-bill purchases will remain in your Treasury Account as cash. Sono-Tek Announces Uplisting to the Nasdaq Capital Market You should consult your legal, tax, or financial advisors before making any financial decisions.